Thursday, June 26, 2014

Calling yourself an expert may expose you to damages. Best Practices



Most advisors are general financial practitioners, but some hold themselves out as experts in specific financial planning areas and product lines. Often, biographies posted by advisors on their LinkedIn accounts list areas of expertise. That promotion could be used as legal fodder against an advisor. And holding yourself out as the QB or CFO of your client's concerns positions you as the main target in litigation, even if your team member made the mistake or omission. Syndicated financial columnist and talk show host Steve Savant interviews Ilya Lerma on this episode of "Let's Get Down to Business."

About Steve Savant

Steve Savant

As the National Marketing Spokesperson for Ash Brokerage, Steve Savant looks forward to meeting financial professionals in every way possible - in person or by video through conferences and social media.

Read More About Steve >>

Powered by Ash Brokerage

At its core, Ash Brokerage is about Honoring the Impact ® in the lives of the financial professionals who choose to partner with us — we are an engaged group of individuals who really care. We help advisors and their clients protect those they care about in impactful, meaningful ways ... Simply put, we make a difference in the lives of people.

Learn More >>
Ash Brokerage

Give Us A Call: (800) 589-3000